Qwen LLM Application Listing and Compliance Filing

If your application or miniapp uses Qwen, Wan, or other large language models (LLMs) through Alibaba Cloud Model Studio and you plan to list it on an app marketplace or miniapp platform, the listing platform will require supporting documents. This topic guides you through obtaining those documents.

Background and Regulatory Basis

In accordance with the Interim Measures for the Administration of Generative Artificial Intelligence Services, effective as of August 15, 2023, regulators are conducting an inventory and rectification of apps and miniapps associated with AIGC. Apps that have not completed compliance procedures will be delisted. Apps that have not yet been listed must complete compliance actions before they can be published.

Alibaba Cloud Model Studio provides LLM technical support to cloud-based enterprises. Because use cases vary across customers, some applications may require algorithm filing. This filing involves details about algorithm development and content. To help, we provide a guide for cloud-based enterprises to look up LLM algorithm filing information.

Examples of Typical Scenarios Requiring Filing

The following are examples only. Actual scenarios requiring filing for LLM applications may include, but are not limited to, these:

• Scenario 1: Applications for consumers without capabilities to shape public opinion or mobilize social action.

  Examples: Personal assistant tools, such as intelligent customer service or study tutoring apps, and entertainment apps, such as AI-generated emoji makers or novel continuation tools.

  Required documents:
  • LLM algorithm filing information.
  • The application entity and Alibaba Cloud's cooperation agreement.

• Scenario 2: Applications for consumers with capabilities to shape public opinion or mobilize social action.

  ImportantDefining “public opinion attributes or social mobilization capabilities” can be complex. Carefully assess your application or miniapp’s features. When in doubt, consult a qualified legal advisor or the relevant regulator.

  Examples: Social media content generation tools, such as AI-generated news summaries or AI replies in comment sections, and public opinion analysis apps, such as hot-topic tracking tools.

  Required documents:
  • All documents required in Scenario 1.
  • A self-conducted security assessment report (see the Regulations on Security Assessment for Internet Information Services with Public Opinion Attributes or Social Mobilization Capabilities for details).
  • A self-conducted algorithm filing (see the Regulations on Algorithmic Recommendations for Internet Information Services for details).

• Scenario 3: Internal enterprise use only.

  Examples: Internal intelligent document processing tools or employee training Q&A systems that are not available to external users.

  NoteAlthough this scenario may not directly trigger the requirement in the Interim Measures for the Administration of Generative Artificial Intelligence Services to serve the public, you must still meet internal compliance requirements such as data security and confidentiality. Alibaba Cloud does not generally offer dedicated compliance consulting for internal use cases. However, if needed for internal governance or future business expansion, you may still use this topic to look up and record the filing information for models you use.

Algorithm Filing Information

Obtain a system screenshot of the Internet Information Services Algorithm Filing (algorithm type: “Generative Synthesis—Deep Synthesis”) or Internet Information Services Algorithm Filing (algorithm type: “Generative Synthesis”).

Filing Entity Information

How to Look Up Filing Information

1. Go to the Internet Information Services Algorithm Filing System.

2. In the search box, set the search category to Filing Number. Enter the filing number from the Filing Entity Information table.

3. Capture and save a full screenshot of the filing information page.

   • Qwen

     

   • Tongyi Wanxiang

     

Request a Cooperation Agreement

You can obtain a cooperation agreement between your application or miniapp entity and Alibaba Cloud. The agreement must include the algorithm name, application product name, or filing number. Contact your account manager. For commercial algorithm or model filing guidance, go to the Algorithm or Model Filing Consultation page and submit a request.

Appendix

• Links to original regulatory texts:

  • Interim Measures for the Administration of Generative Artificial Intelligence Services
  • Regulations on Security Assessment for Internet Information Services with Public Opinion Attributes or Social Mobilization Capabilities
  • Regulations on Algorithmic Recommendations for Internet Information Services